Search for: "Blockfi Inc."
Results 1 - 12
of 12
Sorted by Relevance
|
Sort by Date
23 Feb 2022, 4:44 pm
On February 14, the Securities and Exchange Commission (SEC) announced that it had entered into a settlement with BlockFi Lending LLC, a subsidiary of BlockFi Inc., (collectively BlockFi) over first-of-its-kind charges that BlockFi had failed to register the offers and sales of its retail crypto lending product, BlockFi Interest Accounts (BIAs), and that BlockFi had violated the registration provisions of the Investment Company Act of… [read post]
11 Mar 2022, 1:05 pm
BlockFi Lending LLC (BlockFi) is a New Jersey-based financial services company owned by BlockFi, Inc. [read post]
22 Jul 2021, 6:15 am
On July 20, 2021, New Jersey’s Acting Attorney General announced that the State’s Bureau of Securities issued a Summary Cease and Desist Order to stop BlockFi, Inc. from selling unregistered securities in the form of interest-bearing cryptocurrency accounts. [read post]
1 Feb 2023, 2:39 pm
., Inc., Charles Schwab Investment Advisory, Inc., and Schwab Wealth Investment Advisory, Inc. with $187 million in penalties and disgorgement for alleged misstatements and omissions about their conflict of interest in handling customer funds and the resulting drag on customer returns. [read post]
19 Oct 2021, 12:31 pm
Companies targeted by those states have included BlockFi Inc. and Celsius. [read post]
11 Oct 2022, 8:06 am
Is BlockFi safe? [read post]
7 Oct 2021, 6:37 am
In addition, the New Jersey Bureau of Securities has issued a Cease and Desist Order against BlockFi, Inc. [read post]
3 Dec 2020, 8:40 am
Godiva Chocolatier, Inc., 16-16486, 2020 WL 6305084, at *12 (11th Cir. [read post]
8 Sep 2022, 9:01 pm
Joseph Kennedy, the first Chairman of the SEC, had a saying: “No honest business need fear the SEC. [read post]
1 Apr 2021, 8:44 am
The most recent target is Payoneer Inc., which announced its $3.3-billion SPAC merger last month. [read post]
13 Aug 2021, 8:15 am
Sainsbury’s Settles Swipe Fee Case Against MastercardLaw360 – August 6, 2021 (subscription required) Sainsbury’s Supermarkets Ltd. has reached a settlement with Mastercard Inc. ending litigation between the sides over fees that the U.K. [read post]
13 Aug 2021, 8:15 am
Sainsbury’s Settles Swipe Fee Case Against MastercardLaw360 – August 6, 2021 (subscription required) Sainsbury’s Supermarkets Ltd. has reached a settlement with Mastercard Inc. ending litigation between the sides over fees that the U.K. [read post]
